Alliance Global Partners

AEGIS CAPITAL SINCE 1984 Our mission has been to bring a unique and differentiated service proposition to our clients. We value the importance of lining up on our customer’s side. We realize this goal by running an independent, conflict-free platform. We focus on enhancing the goals of our clients by bringing unencumbered advice, which enables us to freely create a plan centered on each client. We continue to meet the challenging and changing markets by investing in world-class services. Our continuous investment in technology provides our customers with access to third-party custody and clearing services through JP MORGAN and RBC multiple execution platforms, access to all major exchanges, relationships with floor brokers, access to all electronic market centers (including arca), an institutional trading desk, a fixed income desk to access corporate, government and municipal issues, and market-making services. We provide access to independent research for our financial advisors and their clients from JP Morgan, Bloomberg, Moody’s, Lipper, Best Independent Research LLC, and Argus Research. Our clients have access to Asset Management Services with world-class managers. Whether you are a retail client, an institution, or a corporate client, Aegis Capital has the professionals to provide you with strategic guidance.