Conformity360

Conformity360 empowers financial services firms of all types and sizes to navigate the rapidly evolving regulatory and compliance landscape. The sell side firms are inundated with the Dodd Frank Act in US and EMIR in Europe and Asia to Basel MiFID or FSAP - these rules and requirements present significant obstacles for financial institutions. We are dedicated to understanding these requirements and how they need to be met. For the buy side, we manage the compliance needs of hedge fund managers, retail wealth managers, private equity firms, institutional brokers, corporate finance advisers and trust offices. We establish their necessary operational governance infrastructure to avoid risks related to the registrations and regulatory filings, certifications, 3rd party dependencies and IT operations.