Covered Bridge Compliance Llc
Covered Bridge Compliance LLC assists investment advisory firms to be in compliance with the Investment Advisers Act of 1940 and assists broker-dealers to be in compliance with the Exchange Act of 1934. Covered Bridge Compliance performs regulatory mock audits, annual compliance reviews, registrations, filings, customizes compliance policies and procedures and reviews contracts. Covered Bridge Compliance also prepares financials and FOCUS Reports for broker-dealers and performs independent Anti-Money Laundering reviews.
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