Finra Cat
FINRA CAT, LLC, is the Plan Processor for the Consolidated Audit Trail (CAT) and a subsidiary of the Financial Industry Regulatory Authority (FINRA). CAT tracks orders in exchange-listed equities and options and unlisted equity securities throughout their life cycle and identifies the broker-dealers handling them, thus enabling regulators to effectively monitor activity in eligible securities throughout the U.S. markets in service to protecting investors. CAT was developed and is overseen by the self-regulatory organizations (SROs)(comprised of national securities exchanges and FINRA). The SROs developed the CAT National Market System Plan to create, implement and maintain the CAT. In 2019, the SROs selected FINRA CAT to build and operate the CAT system. FINRA CAT’s mission is to ensure the effective management and operation of the CAT, and the accurate consolidation of the data reported to CAT.
7-day free trial · no credit card
Verified contacts
20
available on Kipplo
LinkedIn employees
33
11 to 50 range
Open roles
—
no listings
Distinct roles
13
indexed titles
Tech stack
0
tools in use
Monthly traffic
—
organic / mo
Sign up free to see all 20 verified contacts at Finra Cat
Free for 7 days · 50 credits · no card · only pay for verified records.
Decision-makers and verified team members
20 contacts with verified email or phone · masked until revealed.
- CR
Clayton Reed
Senior Director · General Business & Management
EmailPhone - NM
Nathan Miller
Director - Cat Surveillance · General Business & Management
EmailPhone - AM
Adrienne Morris
Lead Security Analyst · Information Technology
EmailPhone - AM
Alex Moyer
Help Desk Analyst · Information Technology
EmailPhone - JB
Jesse Bronson
Principal Data Analyst · Finance & Accounting
EmailPhone - KT
Kamal Thakar
Principal Analyst · Finance & Accounting
EmailPhone - MV
Mia Valmassei
Senior Principal Analyst · Finance & Accounting
EmailPhone - OM
Olivia Mireles
Analyst · Finance & Accounting
EmailPhone - LY
Laurence Yansunnu
&, · Other
EmailPhone
Showing 9 of 20 verified contacts
Top roles at Finra Cat
13 distinct titles indexed · top 10 shown.
- 3help desk analyst
- 2senior analyst
- 1&,
- 1analyst
- 1deputy chief compliance officer
- 1director - cat surveillance
- 1financial analyst
- 1lead security analyst
- 1principal analyst
- 1principal data analyst
- +3more titles
Sign up to unlock all 20 contacts at Finra Cat
Free for 7 days · 50 credits · no card · only pay for verified records.
Sign up to reveal 20 verified contacts at Finra Cat
7-day trial · no credit card · cancel anytime · only pay for verified records.
Trusted by sales, marketing, and GTM engineering teams.