Ifa Consultancy Limited
Highly respected FCA compliance specialists, IFA Consultancy serve independent financial advisers from across the UK with both face-to-face and remote IFA compliance advice and services. With over 30 years’ experience, we offer expert guidance on the interpretation and practical application of FCA regulations. This includes implementation of and adherence to the new Consumer Duty guidelines. Offering a complete compliance service, our expertise embraces: • Compliance Audits • Regulatory Updates • Training • FCA Authorisation • File Checking • Senior Managers & Certification Regime (SM & CR) • Policies & Procedures
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