Nbc Securities, Inc
NBC Securities is a full-service broker-dealer and registered investment advisor catering to individuals and companies across the United States. They provide private wealth services and asset management strategies from financial consultants who average over 25 years of industry experience, in addition to technology-driven custodial solutions that streamline and optimize operations for advisors nationwide. Independent and employee-owned, NBC Securities is committed to building lasting relationships and legacies. The firm achieves this through the combined power of our network of advisors, sophisticated suite of business services, and in-house portfolio products and research that spans equities, fixed income, mutual funds, SMA’s, annuities, and life insurance. NBC Securities also specializes in providing financial services to independent brokers, independent investment advisors and financial service programs for community banks. With private ownership, NBC Securities advisors enjoy a boutique experience while also leveraging the financial strength and security of RBC Clearing and Custody, a division of RBC Capital Markets, LLC and one of the largest clearing and custody firms in the nation, enabling the firm to provide the highest level of service to its clients. NBC Securities manages or advises approximately $5 billion in assets with an operating footprint that spans the US with corporate headquarters is located in Birmingham, Alabama and offices in Alabama, Florida, Iowa, Maryland, Minnesota, Missouri, New Jersey, New York, Ohio, Tennessee, and Texas.
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Verified contacts
70
available on Kipplo
LinkedIn employees
90
51 to 200 range
Open roles
—
no listings
Distinct roles
41
indexed titles
Tech stack
0
tools in use
Monthly traffic
158
organic / mo
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Decision-makers and verified team members
70 contacts with verified email or phone · masked until revealed.
- DE
Doug Elder
Director of Sales · Sales & Business Development
EmailPhone - FF
Frank Falkenburg
Managing Director · General Business & Management
EmailPhone - RP
Robert Pugliese
Director of Fixed Income · Finance & Accounting
EmailPhone - AH
Alan Helene
Senior Vice President · General Business & Management
EmailPhone - CB
Carolyn Bennett
Vice President & Financial Consultant · Finance & Accounting
EmailPhone - DE
David E. Hope
Vice President · General Business & Management
EmailPhone - GM
Greg Musso
Senior Vice President · General Business & Management
EmailPhone - MO
Michael Otoole
Vice President & Financial Consultant · Finance & Accounting
EmailPhone - PC
Pamela Conway
VP Operations · Operations
EmailPhone
Showing 9 of 70 verified contacts
Top roles at Nbc Securities, Inc
41 distinct titles indexed · top 10 shown.
- 12financial consultant
- 7financial advisor
- 5sales assistant
- 3senior vice president
- 2chief growth officer
- 2nbc securities, inc a correspondent of rbc correspondent services
- 2senior compliance officer
- 2vice president & financial consultant
- 1accountant financial reporting & compliance process optimization
- 1advisor services group applied technology
- +31more titles
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