Oak Grove Consultancy Llc

OAK GROVE CONSULTANCY LLC is a boutique consulting practice that focuses on counseling investment advisory, hedge fund, mutual fund and broker-dealer firms on all aspects of regulatory compliance. Oak Grove Consultancy’s practice model is designed to consistently deliver to our clients premium, scalable, compliance solutions that are tailored to meet their unique needs by resolving most of the regulatory compliance challenges that arise from dealing with their various audiences – regulators, clients, consultants, service providers, etc. As a dynamic practice, we focus on providing our clients with high quality, customized services with 100% principal-level attention, short delivery schedules and at competitive rates. The underlying objective is to enhance each client’s capacity to drive business growth while maintaining a high level of regulatory integrity. Our services include: • CCO support services, including outsourced CCO services • Mock regulatory examinations, including post-Madoff verification of client assets • Annual review of compliance programs, including forensic examinations • Custom policies and procedures packages • Adviser and fund formation services, including Form ADV, fund PPM, and other offering or sub-documents • Adviser due diligence services for hedge funds, public funds, endowments and foundations.