Off Leash Ethics & Compliance Consulting

Off Leash Consulting can help you with everything needed to build and maintain an effective ethics, compliance and anti-corruption program for a multi-national employee, partner and supplier base. I specialize in the tech industry and non-profit sector. Whether you’re building up a nascent program or driving more sophisticated efforts in a mature program, I can help you with: PROGRAM STRATEGY & DESIGN Ethics & Compliance program design, stand-up, enhancements, remediation or recovery Program strategy Compliance office branding KPIs, metrics and reporting Board reporting EMPLOYEE COMMUNICATIONS Communications and awareness campaigns Policy development and management Global training development, deployment and tracking RISK ASSESSMENT Enterprise Risk Management (“ERM”) Regulatory compliance M&A diligence Internal audit RISK MITIGATION Process and system controls Tools and automation Data harvest and analysis Critical records M&A Integration HOTLINE & INTERNAL INVESTIGATIONS Hotline management Case triage and assignment Investigation protocols Records 3RD PARTY RISK MANAGEMENT Channel partner, supplier and intermediary codes of conduct T & Cs Due diligence COMPLIANCE COUNSELING Conflicts of interest Gifts and courtesies Revolving Door Pay to Play 3rd Party selection SPECIAL PROJECTS Legal and sales operations Mentoring, coaching and development Program & project management in multi-organizational efforts Offshore labor-sourcing Legal research Benchmarking ENFORCEMENT ACTIONS Selecting the right outside counsel Preparing responsive communications to regulatory investigations (DoJ, SEC, SFO, SDOs, IGs) Designing and executing remediation plans Media preparation and packaging Settlement agreements and ongoing monitoring SPECIALTY SUBJECTS Anti-Corruption (FCPA, UKBA) U.S. Public Sector Compliance (FED & SLED) Intelligence Community practices Conflicts of Interest Gifts & Courtesies Marketing Development Funds Non-Profit Boards