Outsourced Compliance Group

Outsourced Compliance Group services registered investment advisors, commodity pool operators, and commodity trading advisors. Our clients generally service private funds, registered funds, high net worth individuals, retail investors, and commodity pools. Outsourced Compliance Group is boutique by design. We’re dedicated to the client experience, thoroughly learning your business, becoming part of your team, and providing consistent communication. We’ve never been interested in taking on as many projects as possible. It’s our mission to embrace the right relationships so that we can focus on every detail of your compliance program, including unlimited consulting. When we hit capacity, we’re at capacity. We won’t sacrifice the client experience and the quality of our work to bring in more clients. It’s ultimately not what’s best for you or for us to retain qualified compliance professionals! The difference between working with us or someone else? You can say it's day and night. Our core offering is a fully outsourced compliance program. OCG will work with your CCO on an on-going basis to create a customized compliance program. This compliance program will address all aspects of your regulations, as required. We start by drafting your policies and procedures, a comprehensive risk assessment, and develop a customized compliance calendar to test established policies and procedures. The testing we complete throughout the year culminates with the drafting of your annual compliance report. We have standing calls with our clients on a frequent basis and our core service includes unlimited consulting to ensure we are kept up to date on your business changes and can adapt your compliance program as necessary.