Peter J. Berman, Ltd

After working as a Senior Trial Attorney for the Commodity Futures Trading Commission’s (CFTC) Division of Enforcement from 1977-1980, Peter has been advising clients about regulatory matters relating to futures, options, securities, derivatives, and insurance matters and representing clients them in connection with investigations, enforcement and disciplinary proceedings brought by the CFTC, Securities and Exchange Commission (SEC), National Futures Association (NFA), Financial Industry Regulatory Authority (FINRA)(formerly the National Association of Securities Dealers (NASD)), Chicago Mercantile Exchange (CME), Chicago Board of Trade (CBOT), Chicago Board of Options Exchange (CBOE), New York Stock Exchange (NYSE), Illinois Securities Department, Illinois Department of Insurance, and Wisconsin’s Office of the Commissioner of Insurance (OCI).