Quadrant Regulatory Group
Quadrant Regulatory Group provides services that support compliance with SEC, FINRA, MSRB, and state securities law. Our services include, but are not limited to, FINOP and accounting support, compliance program development, risk assessments and testing, policy and procedure development, regulatory exam preparation, and ongoing compliance monitoring. Our team of experts has a deep understanding of the regulatory landscape, and we stay up to date on the latest changes and developments to ensure that our clients are always ahead of the curve. With our help, you can rest assured that your organization is fully compliant with all relevant regulations and can focus on your core business priorities.
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Verified contacts
6
available on Kipplo
LinkedIn employees
7
1 to 10 range
Open roles
—
no listings
Distinct roles
5
indexed titles
Tech stack
1
tools in use
Monthly traffic
9
organic / mo
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Decision-makers and verified team members
6 contacts with verified email or phone · masked until revealed.
- NP
Nicholas Pallante
Managing Director · General Business & Management
EmailPhone - CR
Calvin Robinson
Managing Partner · General Business & Management
EmailPhone - GM
Glenn Marone
Managing Partner · General Business & Management
EmailPhone - MM
Michael Marrone
CFO - Fin-op · Other
EmailPhone
Showing 4 of 6 verified contacts
Top roles at Quadrant Regulatory Group
5 distinct titles indexed · top 5 shown.
- 2managing partner
- 1associate
- 1cfo - fin-op
- 1financial services
- 1managing director
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