Rbc Clearing & Custody

RBC Clearing & Custody provides clearing, custody and execution services to broker-dealers, including full-service wealth management firms, traditional retail brokerages, institutional-based firms, FinTech businesses and insurance companies. Plus, we provide custody and brokerage services to registered investment advisors, including wealth management firms, money managers, dually registered investment advisors and institutional-based firms, as well as to “breakaway brokers” and start-up financial services providers using the RIA service model. Securities industry business leaders and financial professionals should also know we go way beyond providing dependable day-to-day operational capabilities. No matter how you choose to serve clients, RBC C&C can help you accomplish your unique business goals by delivering services and solutions to help you run, grow and protect what you’ve worked so hard to build. • Innovative technology offering choice, flexibility and value • Proactive service and responsive support • Access to wealth management expertise and insight • World-class financial solutions for a broad range of retail and institutional goals • Professional marketing resources A leader in the U.S. brokerage industry since 1909 – and a custody and clearing leader since 1979 – RBC C&C is proud to share the stewardship culture of our parent company, RBC. As a result, clients feel confident knowing they have a clearing and custody relationship with a respected institution well known for financial strength and responsibility. Our firm is a division of RBC Capital Markets, LLC, a wholly owned subsidiary of, and separate legal entity from, Royal Bank of Canada. Member NYSE/FINRA/SIPC. For more information, please visit The information provided on this page is for general purposes only and does not constitute personal financial advice. For more information about our legal terms of use, please visit