Renaissance Regulatory Services
Renaissance Regulatory Services (RRS) is a privately held boutique consulting firm based in Deerfield Beach, Florida. Our team is composed of former regulators and experienced compliance professionals with extensive backgrounds in SEC, FINRA, and state regulatory matters. We hold respected industry certifications, including-FINRA Certified Regulatory Compliance Professional (CRCP)-NSCP Certified Regulatory Compliance Specialist (CRCS)-Certified Anti-Money Laundering Specialist (CAMS) RRS is widely recognized for delivering prompt, knowledgeable, and reliable compliance support. Our professionals are active participants in leading industry organizations and are frequent speakers at conferences focused on regulatory compliance. OUR SERVICES We provide comprehensive compliance, regulatory, and operational consulting services to a range of financial institutions, including-Broker-dealers -Investment advisers -Private funds -Investment companies -Banks Our core services include-SEC, FINRA, and state regulatory examinations -Development and review of written supervisory procedures -Internal controls testing -Regulatory reporting and filings -Registration services for firms and individuals All services are tailored to meet the specific needs of each client and can be delivered onsite or remotely. RRS is committed to helping firms strengthen their compliance programs through expert guidance, practical solutions, and responsive support—enhancing efficiency and reducing risk.
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Verified contacts
16
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20
11 to 50 range
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Decision-makers and verified team members
16 contacts with verified email or phone · masked until revealed.
- JP
John Pinto
Managing Director · General Business & Management
EmailPhone - JP
John Pinto
Managing Director · General Business & Management
EmailPhone - LP
Lisa Paygane
Director, Registration Services · General Business & Management
EmailPhone - LD
Louis Dempsey
Founder, President · General Business & Management
EmailPhone - JR
John Ryan Greenbaum
Information Technology Administrator · Information Technology
EmailPhone - LS
Linda Stump
Compliance Consultant · Finance & Accounting
EmailPhone - MA
Mostafa Asef Rafi
Compliance Consultant · Finance & Accounting
EmailPhone - SP
Sarahy Poncela
Senior Compliance Consultan · Other
EmailPhone - MJ
Marvin Joy Atienza
,, · Other
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Top roles at Renaissance Regulatory Services
12 distinct titles indexed · top 10 shown.
- 4compliance consultant
- 2managing director
- 1,,
- 1accountant
- 1associate compliance consultant
- 1director, registration services
- 1founder, president
- 1information technology administrator
- 1marketing associate
- 1merchandise coordinator
- +2more titles
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