Saxony Securities, Inc
Saxony Securities, Inc. is one of the largest privately held independent Broker Dealer firms in the Midwest. We have built our success by striving to firmly stand behind our core values and mission statement. Our corporate back office, trading, and bond desks are located in St. Louis, Missouri. We additionally have institutional trading desks in Chicago and New York. Saxony Securities, Inc. maintains its clearing relationship with one of the industry’s largest and most experienced clearing firms Pershing, LLC, and utilizes its powerful, industry-leading technology platform, NetX360®, and the enterprise data management solutions of its affiliate Albridge™. Saxony Securities, Inc.’s values and mission statement emphasize that success is built upon the highest standards of integrity and professionalism while providing a unique level of service to our client the Independent Financial advisor, and their client’s the retail investor. By striving to remain steadfast to that statement and truly living our values, Saxony Securities, Inc. has evolved into a highly respected and specialized firm that offers a full spectrum of products and services to its Independent Financial Advisors. Saxony Securities, Inc.(Member FINRA & SIPC.)
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Verified contacts
21
available on Kipplo
LinkedIn employees
31
51 to 200 range
Open roles
—
no listings
Distinct roles
17
indexed titles
Tech stack
1
tools in use
Monthly traffic
—
organic / mo
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Decision-makers and verified team members
21 contacts with verified email or phone · masked until revealed.
- DC
Doug Claycomb
Registered Representative · Sales & Business Development
EmailPhone - PW
Pamela Wolf
Compliance Specialist · Operations
EmailPhone - NT
Nicholas Troiani
Securities Trader · Other
EmailPhone - RK
Ryan Klump
Chief Operating Officer · General Business & Management
EmailPhone - SP
Stephanie Pfeiffer
Chief Compliance Officer · Legal
EmailPhone - LG
Lynn Griffard
Operations Manager · Operations
EmailPhone - JB
Jennifer Bruer
Registered Administrative Assistant · General Business & Management
EmailPhone - NR
Nick Romay
Associate · Finance & Accounting
EmailPhone - ST
Steve Teibel
Financial Advisor · Finance & Accounting
EmailPhone
Showing 9 of 21 verified contacts
Top roles at Saxony Securities, Inc
17 distinct titles indexed · top 10 shown.
- 2financial advisor
- 2registered representative
- 1administrative clerk
- 1associate
- 1cfp
- 1chief compliance officer
- 1chief operating officer
- 1compliance specialist
- 1compliance/field supervision
- 1new accounts specialist-operations
- +7more titles
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