Sie Professor

For the first time, employer sponsorship is not required to take securities industry licensing examinations. Prospective securities industry professionals are now able to take the SIE Exam – as a corequisite for the series exams, including the Series 7 (General Securities Representative) and Series 79 (Investment Banking Representative). The new exam will comprise core securities knowledge previously shared among the series exams, including types of products and their risks; the structure of the securities industry markets, regulatory agencies, and their functions; and prohibited practices. And it is available to anyone 18 years or older! SIE Professor was founded by securities industry professionals Ann Griffith and Eric Field to share their insights into the industry after decades of experience in finance and compliance. They know the ins-and-outs of every concept that will be tested in the SIE Exam and have designed comprehensive preparation materials tailored to college students interested in securities work. Our program includes in-depth study guides, proven success strategies, practice tests, and more – all online and easy to access – that will prepare you for the SIE Exam while giving you a head start over your peers and the tools to succeed in the industry long-term.