Succession Systems

Succession Systems provides intuitive, performance-based market access compliance solutions. Offering automated real-time surveillance, pre-trade risk and end of day trade flow analysis and reporting. Easy to deploy real-time analytics bolster existing compliance programs by providing non-intrusive monitoring and surveillance for broker-dealers, alternative trading venues, exchanges and investment firms. Our system automates compliance of regulatory obligations, safeguards against operational errors and protects the firm's reputation from market manipulation, operational errors while providing full visibility into order flow details and events. Modular multi colocation low latency pre-trade risk management solutions provide pre-trade order validation facilitating real-time reporting and end-of-day analysis satisfying regulatory obligations and requirments. Our engineering approach is designed to work with proprietary and third-party applications; providing compliance with a consolidated view across all firm trading, facilitating continued ROI of existing system architecture, maintaining specialized performance, flexibility and speed. We leverage our combined 50+ years of experience within the securities markets in technology engineering, electronic trading, risk management and regulatory compliance. Our focus is to deliver superior products centered on customer service and pragmatic needs. Combined Succession expertise, working with customers, listening and responding to age-old technology shortcomings has yielded an entirely new class of compliance solution. Succession not only increases the performance factor but also gives customers consolidated control over a myriad of risk factors and related processes.