Taurus Compliance Consulting, Llc

Taurus Compliance Consulting, LLC specializes in providing a full range of regulatory guidance for broker/dealer firms offering securities products as well as SEC and State registered Investment Advisers The Taurus consulting team is comprised of exceptional professionals who possess unquestionable integrity as well as more than 100 cumulative years of experience in the financial markets that include securities industry regulation, brokerage operations, legal, management, accounting, and human resources. Our services are tailored to your specific needs and, whether you are a one-person retail broker/dealer or a full-scale multi-registered representative broker/dealer, Taurus can meet all your needs for success in today’s increasingly challenging business and regulatory environments.