Temple Consulting Limited

We are a consultancy of experts in UK and EU financial regulation. In particular, we specialise in the regulation of global financial, credit and payment institutions, family offices, and fintech enterprises. We advise our clients on and assist them to develop structures intended to operate in the UK lawfully on FCA’s Perimeter. Where the regulatory system is likely to be engaged, we: 1. advise on the full range of FCA and PRA Rules and Guidance, associated regulations, and on related Bank of England Statements of Policy covering all aspects of regulated and perimeter activities in the UK; 2. advise on, and prepare comprehensive drafts of FCA/PRA/BoE Applications and Notifications (including drafts of all associated documentation) for various regulatory applications, notifications, and registrations; 3. provide a full suite of draft operational documents for firms, that either are for the first time seeking to undertake regulated activities, or who are already undertaking regulated activities, but require their documentation updating; 4. advise on and assist our clients to integrate group-wide top-down compliance systems and processes, that both continue to satisfy home state regulator(s) as well as the FCA and PRA; 5. introduce clients to contacts within the FCA and PRA – e.g, the New Bank Unit, and the Regulatory Sandbox – with whom we have worked; and 6. provide in-house training, ensuring that new systems and controls are fully and properly integrated within the client’s ecosystem and taxonomy following authorisation or registration.