The Shaw Law Group

Built by and for financial services experts, The Shaw Law Group is a legal advisory firm serving financial services firms and advisors in Maryland, Pennsylvania, Virginia and Washington, D.C. Our clients want attorneys who think like they do. They want legal and compliance advice, guidance and (if needed) representation from someone who knows. Backed by extensive experience gained at some of the most prominent financial planning and regulatory agencies, The Shaw Law Group keeps a laser focus on legal and compliance issues impacting the financial services industry. The Shaw Law Group proudly serves: • Registered Investment Advisers • Broker-Dealers • Financial Advisors Who Hold the CFA, CFP, AICPA/PFS and other Financial Services Designations We don’t simply react when issues arise. For many clients, we bring our in-house legal and financial services perspective to the compliance planning process, as well. Our attorneys specialize in: • Regulatory Consultation • Compliance Program Development • Legal Representation