Thoroughbred Financial

We are a team of managers and staff supporting our network of affiliated and independent agents, registered reps and investment advisors.* We are an OSJ of Osaic FS, member SIPC, an independent broker dealer.*We utilize an open architecture platform to help you meet the needs of your clients via wealth management, estate planning, business continuation, life insurance and long term care offerings.*We provide compliance, operations, marketing and training assistance, as well as strategic market access opportunities. Securities and investment advisory services offered through Osaic FS, Inc, member FINRA/SIPC. Osaic FS is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic FS. FINRA Branch Address 3217 Summit Square Pl. Suite 200 Lexington, KY 40509