Alan Wolper
Partner at Ulmer & Berne Llp
Based in Chicago, United States
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Seniority
Director
Department
Legal
Location
Chicago
Industry
Law Practice
Company size
193
Contact information
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a•••••••@ulmer.com
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Background
About Alan Wolper
I represent brokers, broker-dealers and investment advisors in investigations and disciplinary actions brought by securities regulators, including FINRA, the SEC and the states. I also defend customer arbitrations, principally before FINRA panels. I am also the editor of and principal contributor to a law blog for broker-dealers:
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