Allan McDonell

Background

About Allan McDonell

Excellent background in financial markets having worked as a member of two major exchanges, a market regulator, and currently as a compliance officer. Financial executive with broad experience in all aspects of accounting, auditing, training, regulatory supervision management, and the development of regulatory procedures and structure. Direct experience with project development, financial team training in market regulation and trading strategies. Interested in organizations who are looking to broaden their financial market place reach through strong knowledgeable staff well versed in compliant ethical behavior. Specialties: Compliance metrics testing, customer conflict/complaint resolution, supervisory procedure development, project leadership, transaction suitability review, AML (CAMM) transaction review/investigations, staff training and development, senior financial abuse/diminished capacity investigations, and compliance liaison for regulators.