Verified recordFinancial Services

Allison Wu

Senior Associate - Due Diligence and Investigations, Institutional Securities Group at Morgan Stanley

Based in Hong Kong

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Seniority

Staff

Department

Other

Location

Hong Kong

Industry

Financial Services

Company size

100K

Contact information

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Email

1 credit

a•••••••@morganstanley.com

Phone

5 credits

+852 ••• •••• ••••

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Background

About Allison Wu

Senior Associate at Morgan Stanley (ISG Due Diligence, CSI) and graduate of HKU LLM in Compliance and Regulation. Currently part of a diversified team that identifies transactional risks for the bank’s ISG units, such as Investment Banking, Global Capital Markets, Institutional Equities, Investment Management etc. for the Asia-Pacific region excluding Japan. Performs day-to-day case management and interdepartmental liaison with the business units to assist the client onboarding compliance process. Skilled at due diligence, risk analysis, sanctions updates, pre IPO/transaction investigations, fraud investigations, internal training etc. Proficient in English, Mandarin and Cantonese writing and speaking. Experienced in IBM i2 analysis tool and social media analysis tools (e.g. Maltego, Blackdot).

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