Alvin Narayan
Head of Compliance at Avalonfs
Based in Sydney, Australia
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Seniority
Director
Department
Legal
Location
Sydney
Industry
Financial Services
Company size
14
Contact information
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a•••••••@avalonfs.com.au
Phone
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Background
About Alvin Narayan
PROFESSIONAL EXPERIENCE •15 Years Financial Industry Experience •10 years Financial Planning •5 years experience within the Mortgage Industry (2 years wholesale, 1 year retail, 2 years corporate client management) •Compliance Manager •Team Leader for Paraplanning unit. •Complaints resolution •Enhance and support the consistent delivery of advice by the firms advisers •Remain informed of all current group policies and policy changes at an internal an ASIC level •Interpret policies •Support Advisers with audit and remediation programs •Conducting file and audit remediation programs •Engagement with Paraplanning regarding linking advice policy and guidelines to SoA production •Advice document and client file vetting •Complaints resolution •Pre, during and post audit support, feedback and remediation activities
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