Amy Clafferty

Background

About Amy Clafferty

Strong Leader -Demonstrated career growth from self-driven individual contributor to reliable and empathetic leader. Relationship Building - Actively listen and engage effectively with both internal and external business partners. Legal Knowledge and Solutions - Extensive experience managing and updating complex derivatives and other trading contracts, including futures contracts and ISDA Master Agreements. Own the Outcome - Liaison between business partners and legal to solve business problems and trade issues. Onboarding & KYC Subject matter expert on requirements to onboard and complete KYC for complex products, including derivatives. Team Builder - Partnered with manager to create new centralized onboarding function. Regulatory Adherence Collaborate with legal team on and drive implementation of various industry regulations, including Dodd Frank, OCR, CFTC JAC Rule and other critical efforts. Problem Solving - Consultant and escalation contact responsible for handling complex AML/KYC reviews and negotiations, resolving urgent trading issues and risk identification and mitigation on all team functions. Process Innovation - Assessed use case for new industry onboarding tools and recommended possible solutions to digitize manual process and consulted on tool implementation. Program Management Drive strategic initiatives as project manager and consult on various work streams as a subject matter expert.