Verified recordFinancial Services

Andrew Couper

Head of Market Compliance at Regal Partners

Based in Sydney, Australia

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Seniority

Director

Department

Other

Location

Sydney

Industry

Financial Services

Company size

49

Contact information

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Email

1 credit

a•••••••@regalpartners.com

Phone

5 credits

+61 ••• •••• ••••

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Background

About Andrew Couper

With over two decades of compliance and regulatory experience in the financial sector, my expertise lies in various products and businesses. My roles have needed skills in managing individuals and teams in a wide range of activities e.g. Product/Coverage Compliance, Control Room, AML/CTF, Surveillance. At Credit Suisse, I championed the management of compliance risk, aligning my strategic vision with the bank's mission to deliver robust and reliable controls across Australia. My approach has always been to leverage diverse perspectives and experiences to strengthen our team's performance and foster a culture of integrity. During my tenure at Credit Suisse, I served as a pivotal contact for regulatory bodies, ensuring adherence to all laws and regulations within Investment Banking, Markets Compliance and Wealth Management. The key, to provide sound and timely advice consistently. Financial Products | Markets | Leadership | Investigations | Regulatory Relationships |Licensing

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