Angel Colon
Associate Director at Ubs
Based in Englishtown, United States
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Seniority
Director
Department
General Business & Management
Location
Englishtown
Industry
Financial Services
Company size
118K
Contact information
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a•••••••@ubs.com
Phone
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Background
About Angel Colon
Summary: Currently and for the past four years performing reviews for annuities/mutual client suitability and developing procedures to comply with FINRA related rules and Compliance guidance. Previously Compliance supervisory responsibilities work with Brokerage firms for nearly seven years and prior to that managed equity regulatory programs/rule interpretations and personnel for the NYSE for nearly 30 years. Currently have licenses for 7, 9 and 10, 24, 55 and 63.
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