Ann Keitner
Senior Principal Consultant, Outsourced Chief Compliance Officer at Aca Group
Based in Boston, United States
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Seniority
C-Team
Department
General Business & Management
Location
Boston
Industry
Business Consulting and Services
Company size
1.6K
Contact information
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a•••••••@acaglobal.com
Phone
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Background
About Ann Keitner
A solutions-focused professional with over 30 years of wide-ranging industry experience. Extensive knowledge of the Investment Advisers Act of 1940, Investment Company Act of 1940, and FINRA rules. Recognized for being both abreast of developments in the regulatory and governance environment, and proactive in areas related to compliance education and training. Adept in identifying gaps and/or risk exposure as well as developing and implementing appropriate monitoring programs. Demonstrates the highest level of integrity. Optimistic leader with an entrepreneurial can-do attitude, coupled with a firm and pragmatic approach. Well-rounded management style that creates common vision and forges positive relationships. Eager to learn and willing to put in the time and effort to see a job done right.
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