Verified recordFinancial Services

Ann Parry

Director, Compliance Corporate Policy Group at Citi

Based in New York, United States

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Seniority

Director

Department

Legal

Location

New York

Industry

Financial Services

Company size

201K

Contact information

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Email

1 credit

a•••••••@citigroup.com

Phone

5 credits

+1 ••• •••• ••••

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Background

About Ann Parry

Senior Compliance attorney with significant experience in implementing broad scope of regulatory requirements applicable to large broker/dealer and financial holding company (FHC) entities. Proven strengths in analyzing and synthesizing regulatory requirements, creating appropriate action plans and leading successful team efforts to implement on a timely basis through strong interpersonal, motivational and communication skills. Hands on experience with-Compliance policies and procedures -Regulatory training -Conduct risk -FHC permissible investments and activities -Federal Reserve Supervisory Letter SR 08-8 -Regulatory exam management -Mandatory absence -Regulatory advocacy -Project management -SEC and SRO rules -Senior investor protection -Internal governance reporting -Supervisory controls and CEO certification

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Ann Parry Email & Phone Number @ Citi | Kipplo Discover