Anna Amato
2vp, Consultant, Compliance at Northern Trust Asset Management
Based in Chicago, United States
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Seniority
Vp
Department
Finance & Accounting
Location
Chicago
Industry
Investment Management
Company size
944
Contact information
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a•••••••@northerntrust.com
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Background
About Anna Amato
I specialize in registered investment advisory services, with 10+ years of financial industry experience. My work is focused on market surveillance, policy drafting, Code of Ethics implementation and monitoring, and regulatory oversight functions and filings. Previously I worked at LGIMA as a Senior Compliance Analyst focusing on forensic testing/market surveillance, policy draft, regulatory filings, and compliance training. Additionally, I worked as a Compliance Examiner for the National Futures Association ("NFA"), the commodities regulator within the US. Prior to my time at NFA I graduated from Bradley University with a B.S. in Finance, Cum Laude. Certified Fraud Examiner (ACFE)
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