Anne Larkin
Arbitrator at Finra
Based in Charlotte, United States
7-day free trial · no credit card
Seniority
Staff
Department
Other
Location
Charlotte
Industry
Financial Services
Company size
6.1K
Contact information
Reveal Anne's email and phone
Direct contact data is gated. Sign up and reveal. You only pay for verified records.
a•••••••@finra.org
Phone
5 credits+1 ••• •••• ••••
You only pay for valid records. Bounced emails and disconnected numbers cost nothing.
Background
About Anne Larkin
Forty-year career of extensive legal, compliance and financial risk expertise to assist others in addressing elder financial exploitation and abuse. History of working within an individual organization as well as externally collaborate to make better progress resolving issues. Diverse background in banking, securities, litigation, regulatory and arbitration skills across all 50 states and some international work impacts ability with negotiation and facilitation; customer complaint resolution and litigation assessments; compliance policy and procedure drafting for implementation across numerous lines of business; and daily advising and managing multiple parties as implement change and observe progress. Passionate regarding consulting and advising management, employees, families and older adults regarding financial fraud risks and events. Seek to help avoid financial abuse and scams permit others to age with dignity while maintaining independence and autonomy as long as possible. Enjoy training, writing and speaker opportunities as well as mentoring and teaching about dispute resolution, financial policies and procedures and family aging issues. Continue seeking opportunities to collaborate with academia and various multi-disciplinary groups regarding elder issues including legislative initiatives and building consensus from diverse points of view. Through working side by side with elder law attorneys, financial industry associations and representatives, non-profits service providers and government agencies, ability to implement workable, cost-effective programs can become a priority. Providing assistance with organizational design and program implementation as well as galvanizing understanding of this societal issue combats the organized criminal and civil fraud that occurs daily against the rising population of those over 65 and have limited opportunities to re-make their savings. Hold law licenses in good standing in Virginia, Ohio, Washington, D.C, Texas and Oklahoma. Formerly worked with Certified Senior Advisor designation as well as Securities Registrations Series 7 (general) and 24 (supervisory) registrations. Additionally, 30-plus years working as a third-party neutral in consensus/facilitation, mediation and arbitration of securities and other consumer and commercial disputes.
Decision-makers
Other people at Finra
- TRStaff
Theodora Richter
Special Investigator · Finance & Accounting
- RKOther
Raseen Khan
Principal Analyst, Surveillance and Market Intelligence · Other
- VMManager
Vicki Marks
Associate Manager · Finance & Accounting
- LZStaff
Lily Zheng
Principal Analyst · Finance & Accounting
- AKDirector
Aja Klevs
Principal Data Scientist · Information Technology
Build a list of verified contacts at Finra
Free for 7 days · 50 credits · no card · only pay for verified records.
Reach more buyers like Anne
250M+ professionals with verified email and phone. You only pay for records that actually verify.
7-day trial · no credit card · cancel anytime