Anthony Walker
Senior Investigator at Finra
Based in Baltimore, United States
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Seniority
Manager
Department
Finance & Accounting
Location
Baltimore
Industry
Financial Services
Company size
6.1K
Contact information
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a•••••••@finra.org
Phone
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Background
About Anthony Walker
As a Senior Investigator at FINRA, I conduct complex investigations and examinations of broker-dealers and registered representatives, ensuring compliance with federal securities laws and FINRA rules. I collaborate with other investigators, attorneys, and examiners to identify, analyze, and resolve regulatory issues, using my analytical skills and legal knowledge. I hold a Master of Business Administration degree from the University of Maryland Global Campus, and a Bachelor of Arts degree from Goucher College. I also studied Business Administration and Management at the University of Alicante in Spain. My education background has prepared me to handle diverse and challenging situations in the Law and financial industry. My passion is to provide exceptional service to others and to help those around me to be successful. I learn and adapt quickly, communicate effectively, lead by example, and work diligently. My goals are to continue to grow personally and professionally, to make connections with other professionals, to build lasting relationships, and to be highly respected.
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