Anu Walia

Background

About Anu Walia

Audit professional with 15+ years of national and international experience in Consultancy. She developed expertise in SOX 404 Compliance, PCAOB IT Audits, Internal audits and other advisory services under Technology risk space. She worked across different industries including Financial Institutions, Information technology sector, Pharmaceutical, Telecommunication Infrastructure, Gold Mining. She managed the reviews of SAP, Navision, Pronto, Salesforce, Blackline and other generic applications along with relevant infrastructure. Other International Exposure:| U.S.A | Australia | India | • Managed NYSE listed (PCAOB) clients On-site, wherein responsibility included review of IT General Controls of scoped-in applications, relevant Operating system and Database of renowned Canada retail organization, ensure quality while reviewing the team member’s work; • Planning end to end IT audits, prepare and confirm project budget, finalise scoping of applications and relevant infrastructure, manage project profitability and team utilisation, ensure quality of deliverables, discuss final GITC observation with process owners and CIO. Co-ordinate with statutory audit team to discuss the conclusion and review & closure of file in audit documentation tool for Partner’s final review. • Manage and guide team member on projects and provide timely feedback for their future development; • Core team member of developing new line of AI services, actively working in business planning and co-ordinating with various cross-border counterparts to develop the AI RACM; • Managed SOX 404 compliance projects (Assisted management, in assessment of internal control over financial reporting using COSO framework, the most widely used framework in U.S.). The responsibility set includes scoping of significant accounts, conduct walkthrough of relevant business processes to identify risk and designed controls, Develop Risk Control Matrix, Identify Design Gaps and suggest remediation plan to fill the gaps,