Anupam Narula

Background

About Anupam Narula

25+ year of international experience (Delhi, Dubai, Toronto) in Trade Finance/Non Financial Risk and Governance at global banks such as StanChart, Bank of America and HSBC, coupled with 15+year of people management experience. Functional Competencies: Non-Financial Risk/ Operational Risk: Performing the Risk and Control Self Assessments (RCSAs) for the business to identify its material risks, control monitoring requirements for Financial Crime Risks (including AML, Sanctions, Anti Bribery & Corruption, Fraud and Tax evasion), Regulatory Compliance, Legal, Tax, Resilience Risks, Third party risk and managing related risk events.Knowledge of KYC/CDD activities and involved in discussions related to trade customer life cycle. Trade/Receivable/Supply Chain Finance: Well versed with International Chamber of Commerce (“ICC”) rules such as UCP 600, URC 522, URR 725 and INCOTERMS. Conversant with all aspects of establishment issuance of Import Letters of Credit, scrutiny and payment of documents under LC, negotiation/purchase/ discounting of export documents under LC/, Documentary Collection, Standby Letters of Credit, shipping guarantees, collections, export/import finance, remittances and payments, open account and receivables & supply chain financing. Regulatory Compliance: Nominated and worked as a Global Trade and Receivable Finance (GTRF) Monitor Activity Coordinator to work directly with for the Skilled Person (US Regular -US department of Justice). Worked for the business to reviewing and monitoring Business’s outsourcing and third party risk management in accordance to OFSI’s B-10, working on Operational Risk assessments and other operational risk management tools in accordance to OFSI’s E-21, Implementing regulatory changes impacting the business post amendment of Bill C-86, Bill 64 etc.Credit Risk: Familiar with all aspects of risk analysis, loan structuring as well as covenants and collateralization.People Management/Training & Development: Managing large teams; conducting personal appraisals, mentoring junior staff in expanding their knowledge base/assist them grow within their roles. Identified and trained as Subject Matter Expert (SME) in trade and receivable & supply chain financing for providing training and coaching sessions on Financial Crime Risk Management to HSBC’s Global Trade and Receivable Finance stakeholders in North America. Project Management: Undertaken lead roles in various in house Trade Finance and Governance projects.