Blanca Ramirez
Electronic Communications Surveillance Manager at Invesco
Based in Houston, United States
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Seniority
Other
Department
Other
Location
Houston
Industry
Financial Services
Company size
6.5K
Contact information
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b•••••••@invesco.com
Phone
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Background
About Blanca Ramirez
COMPLIANCE AND RISK MANAGEMENT, FINANCIAL SERVICES Proactive and highly personable financial services leader with extensive experience in compliance, risk management, and business development. Highly engaged in developing and maintaining policies and procedures aligned with regulatory requirements, industry best practices, and internal controls. Recognized for industry knowledge, perseverance, and versatility. Champion of efficiency and risk mitigation through process improvement, strategic communication, and collaborative knowledge-sharing. Results and data-driven with experience leading teams, optimizing compliance functions and enhancing operational effectiveness. CORE COMPETENCIES Compliance and Risk Management | Process Improvement and Efficiency | Market Share Growth | Market Analysis | Sales Training | Leadership and Team Management | Coaching and Training | Cross-functional Collaboration | Sales and Business Development | Communication and Relationship Building | Regulatory Compliance Expertise | Financial Services Operations | Project Management | Communications Compliance | Bilingual Spanish and English | Behavox | Microsoft Office Suite | Red Oak Specialties: FINRA Series 24, 7, 63, 65, 51, and 53 ACCOMPLISHMENTS INCLUDE: • Deliver onboarding training on electronic communications surveillance requirements and provide assistance in case escalation and resolution and leveraging new technology requirements. • Proactively developed pilot for users to compile data sources and identify alerts, assessing compliance risk, trend data and necessary escalations through daily and monthly reporting. • Perform administration, oversight and monitoring of up to 10 internal policies and procedures for North America and EMEA, raising compliance concerns to Regional Compliance Officers for FINRA-licensed sales representatives and portfolio managers and traders. • Record high-risk alerts to track team performance and highlight corrective actions taken to drive communications compliance. EDUCATION Bachelor of Business Administration (BBA), Administrative Management, University of Houston-Downtown Beta Gamma Sigma Business Honor Society Please contact me at 713-502-4353 or blanca.m.ramirez@att.net
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