Brad Wiggins
Managing Member and Legal Counsel at Securities Law Usa, Pllc
Based in Washington, United States
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Seniority
Other
Department
Other
Location
Washington
Industry
Legal Services
Company size
1 to 10
Contact information
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b•••••••@seclawusa.com
Phone
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Background
About Brad Wiggins
I assist Canadian lawyers and management companies and their clients with a variety of cross-border U.S. federal and state securities law matters, including 1933 Act registered and exempt financings and transactions, 1934 Act periodic reports, shareholder meeting disclosures, 1934 Act insider reporting, and 1933 Act registered and exempt resales of restricted securities. I am a leading sponsor of Canadian listed issuers applying to trade on the U.S. OTCQX and OTCQB markets. I provide legal opinions to the Depository Trust Company on behalf of Canadian companies applying for DTC eligibility.
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