Brian Gallagher

Background

About Brian Gallagher

Enrolled Retirement Plan Agent (ERPA) Certified Pension Consultant (CPC) Formerly director of 3(16) Plan Administrator Fiduciary Services Have over 20 years’ experience in servicing and administering Qualified Defined Contribution Plans. • Vast knowledge of regulations pertaining to Qualified Plans from IRS, DOL and ERISA • Experience with all facets of administration, including: o ADP/ACP and General Testing o Profit Sharing and Safe Harbor contribution allocations and proposals o Distributions and loans o Plan corrections under EPCRS o Filing of IRS and DOL Forms 5500, 8955-SSA, 5330, etc. o Plan start-ups, design, amendments and restatements (Prototype, Volume Submitter and Individually Designed plans) • A record of increasing revenue and profitability through sound relationship management, client education and retention, and customer service • Establish trusting, long-term relationships with executive-level personnel and rank-and-file employees alike • Talent for identifying client needs and developing effective solutions • Excellent communication skills, both in external and internal correspondence Specialties: Have ERPA from IRS, and CPC, QPA and QKA from ASPPA. Held Series 6 & 63 from FINRA (formerly from NASD)