Brian P. Carroll

Background

About Brian P. Carroll

Senior Managing Counsel and Senior Vice President, Citizens Capital Markets - Citizens Financial Group, Inc. Professional Profile: Senior legal leader with broad operational, compliance and transactional experience. Successful record in both transactional and corporate legal generalist roles. Collaborative with strategic analytical skills. Informal, collegial and approachable but with intense execution focus. Practical, articulate and creative with proven ability to solve difficult legal issues in the context of highly time-sensitive corporate and commercial transactions. Consistently obtain business objectives through leadership, team collaboration and thoughtful, detailed work product and high-energy output. Superb collaboration, drafting, communication and contract negotiation skills Specialties: • Large mergers, acquisitions (M&A); M&A advisory • Portfolio purchases • Equipment leasing • Asset management • Marketing, privacy • Complex contract negotiation • High tech equipment finance • Commercial lending/corporate finance transactions • Capital Markets: debt and equity offerings, loan syndications • General corporate law • Usury and disclosure laws • Workout, restructuring and bankruptcy • Outside counsel hiring/management • Vendor program agreements • Bank regulatory specialist (national banks/bank holding companies) • Broker - dealer transactions and compliance