Brian Pearce
SVP - Head of Enterprise Risk at Osaic
Based in Matthews, United States
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Seniority
C-Team
Department
Finance & Accounting
Location
Matthews
Industry
Financial Services
Company size
2.5K
Contact information
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b•••••••@osaic.com
Phone
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Background
About Brian Pearce
Senior leader with extensive risk management, compliance, and regulatory experience with subject matter expertise across multiple operational functions. A proven track record of delivering effective risk and control frameworks, while supporting key business initiatives that drive process efficiencies and enhanced service for advisors and their clients. Ability to assess root cause of issues and guide business with detailed action plans to timely address control gaps and meet regulators’ expectations. Licensed: 7, 9/10, 14, 24, 55, and 66
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