Chirag Joshi

Background

About Chirag Joshi

A Risk and Compliance Management expert with over 16 years of holistic experience in the Banking and Financial Services Sector across products primarily focusing on setting-up and leading (i) Fraud Risk Centre of Excellence - focusing on both Preventive and Detective approaches to combat frauds (ii) Surveillance and Investigation departments - transaction monitoring and alert Management (iii) Risk Management and Compliance Verticals focusing on International Business (iv) Early Warning Signals – Employee Vigilance Mechanism Scorecards (v) Large and Complex Forensic Investigations (vi) Thematic Operational Risk and Vulnerability Reviews focusing on process control environment (vii) Fraud and AML Awareness Programs (viii) Financial Crime Monitoring Mechanism (ix) Whistle- blower Mechanism and informal reporting platform A key contributor in multiple strategy level projects and initiatives which cut across various risk vectors and businesses: (i) Enterprise Risk Management (ERM) (ii) Unknown Risk (iii) Designing AML/CFT mitigation strategies and monitoring mechanism (iv) Exception and incident Management (v) Design policies frameworks and SOPs to combat internal and external frauds (vi) Conceptualise Risk based award applications (vii) Key member of Risk committee for new product approval (viii) Special reviews focusing on Credit Operational Technology (incl. Cyber) and Regulatory Risks (ix) Dashboards for various Board and Management level committees Closely worked with corporates regulators and law enforcement agencies on many high profile complex investigations and initiatives across diverse businesses. Provide ongoing guidance and support to stakeholders in businesses and corporate functions w.r.t sending communication to regulator law enforcement agencies regarding notices and queries raised On academic front have earned MMS-Finance Certified Fraud Examiner Advanced Diploma in Cyber Law Green & Yellow belt Six Sigma certification in Risk Assessment from ACAMS and multiple NCFM certifications in financial market In my work I continuously strive to inspire trust via establishing strong ties and collaborating among key stakeholders across geography and cultures help organisations mitigate fraud and corruption risks drive compliance and leverage innovative technologies for enhanced business performance