Chris Kosifas
President at Business Compliance Partners
Based in San Diego, United States
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Seniority
C-Team
Department
General Business & Management
Location
San Diego
Industry
Financial Services
Company size
1 to 10
Contact information
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c•••••••@bizcompliancepartners.com
Phone
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Background
About Chris Kosifas
Mr. Kosifas has over 25 years of experience providing “hands-on” consulting services to investment adviser and broker-dealer clients and monitoring securities compliance. Mr. Kosifas was a Senior Compliance Examiner with FINRA predecessor, the NASD, where he assisted in the regulation of member firms by conducting on-site regulatory examinations as well as being involved in the review and approval of new member firm applications. Mr. Kosifas has industry experience working in the Compliance Department of a large Midwestern bank broker-dealer and has practiced law as an Illinois-licensed attorney. Specialties: Providing consulting services for investment adviser and broker-dealer clients and assisting them in establishing and maintaining their internal compliance programs.
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