Christopher Foley

Background

About Christopher Foley

Highly skilled and experienced leader with over 25 years’ experience supporting the corporate compliance program and the Sarbanes-Oxley (SOX) certification process. Qualifications Include: • 25 years of securities industry experience in investment adviser or investment company law, compliance operations, risk management, and internal audit. • Strong understanding of securities compliance procedures, ethical conduct standards, and risk assessment techniques. • Excellent communication and interpersonal skills, with the ability to build rapport and work across departments and business groups in a confident and constructive manner. • Ability to manage multiple diverse projects and assignments in a timely and quality manner in a complex work environment.