Christopher Theophile
Field Support Governance Specialist at Wells Fargo Advisors
Based in McDonough, United States
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Seniority
Staff
Department
Operations
Location
McDonough
Industry
Financial Services
Company size
15K
Contact information
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c•••••••@wellsfargoadvisors.com
Phone
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Background
About Christopher Theophile
Experienced financial professional with an extensive understanding of operational compliance and its need to be diligently monitored in order to avoid client investment risk, firm monetary risk, industry regulatory repercussions and diminished industry reputation. Professional Licenses: Series 65, Series 9, Series 10, Series 7, Series 63. Georgia Life/Health, Accident Insurance License - 3196967 Investment and Insurance Products are:* Not Insured by the FDIC or Any Federal Government Agency * Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate * Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. Opinions and comments do not necessarily represent the views of our firm. Additional guidelines can be found on wfa.com/social CAR-1221-04342
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