Conall Duffin
Senior Compliance Officer at Evercore Wealth Management
Based in New York, United States
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Seniority
Director
Department
Finance & Accounting
Location
New York
Industry
Financial Services
Company size
122
Contact information
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c•••••••@evercorewealthandtrust.com
Phone
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Background
About Conall Duffin
A solution focused Chief Compliance Officer with 20 years industry experience including 5 years as a Chief Compliance Officer for two mutual funds and a registered investment advisor overseeing the daily compliance functions pertaining to SEC regulations and standards. Highly adept in identifying gaps and/or risk exposure in operations as well as developing and implementing strong systems of checks and balances.
Decision-makers
Other people at Evercore Wealth Management
- ANC-Team
Arthur Noderer
Partner · General Business & Management
- KOStaff
Kristy Owyang
Associate · Finance & Accounting
- JMC-Team
Jeff Maurer
Partner, Chairman · General Business & Management
- KKVp
Kevin Kennedy
Vice President, Equity Research · Finance & Accounting
- DPStaff
Danielle Peterson
Client Service Analyst · Customer/Client Service
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