Seniority
Other
Department
Other
Location
Maple
Industry
Banking
Company size
106K
Contact information
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c•••••••@td.com
Phone
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Background
About Cora Chan
I am a compliance professional with over 16 years of experience in banking and investment industry. I have held positions in Internal Audit, operation controls, risk analysis and compliance testing and monitoring in Wealth and Banking products. Expertise and proven results in identifying control, conducting root cause analysis, implementing and managing risk aligned with corporate strategy to mitigate risks/issues across various financial products. Proven track record of building strong relationships based on trust and integrity, building credibility with senior leaders, providing trusted advice, promoting team member development as a key contributor and leading continuous improvement efforts within a regulatory compliance framework.
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