Dali Kaur
Senior Regulatory Affairs Associate at Rbc Capital Markets
Based in Canada
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Seniority
Staff
Department
Legal
Location
Canada
Industry
Investment Banking
Company size
11K
Contact information
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d•••••••@rbccm.com
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Background
About Dali Kaur
Experienced financial services professional with 18+ years of progressive leadership across Risk Strategy & MI, Financial Reporting, Regulatory Reporting, and Capital Markets Operations in global institutions including RBC and HSBC across Canada and the United Arab Emirates. I specialize in leading end-to-end regulatory reporting processes aligned with frameworks such as CIRO, CB UAE, and Pillar 3, while also driving improvements in risk intelligence, finance controls, and capital markets operations. Known for simplifying complex workflows, building strong regulatory governance, and spearheading automation using tools like Hyperion, Xceptor, Power BI, and Bloomberg TOMs. Over the years, I’ve built and led high-performing teams, managed stakeholder engagement at all levels, and delivered business-critical insights that have shaped strategic decisions and ensured compliance across jurisdictions.
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