Dan Donovan

Background

About Dan Donovan

Dan Donovan is a member of Donovan & Rainie, LLC, a Baltimore, Maryland law firm. He co-founded the firm in 2002 after more than two decades in senior legal counsel and compliance roles at several major investment banking and retail securities brokerage firms, as well as a New York City litigation firm. Mr. Donovan focuses his practice on arbitration and litigation matters, and on representing broker-dealers and their employees in self-regulatory organization, Securities and Exchange Commission and state securities commission inquiries, investigations and disciplinary proceedings. He also counsels broker-dealers and investment advisers on a wide variety of legal, regulatory and compliance issues, including the development of written compliance and supervisory procedures. He has acted as an independent consultant in connection with broker-dealer regulatory settlements and has served as an expert witness in litiation. Mr. Donovan also represents insurance companies in litigation and regulatory matters. Mr. Donovan has been a presenter at regional and national membership meetings of the National Association of Compliance Professionals and a speaker at the annual conference held by the SIFMA Legal and Compliance Division where he has spoken on multiple occasions and on a variety of topics. Law Practice is Concentrated in Arbitration, Litigation, Securities Law and Regulation (Not a Specialty)