Verified recordFinancial Services

Daniel Ball

General Counsel and Chief Compliance Officer at Spc Financial, Inc

Based in Rockville, United States

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Seniority

C-Team

Department

Legal

Location

Rockville

Industry

Financial Services

Company size

5

Contact information

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Email

1 credit

d•••••••@spcfinancial.com

Phone

5 credits

+1 ••• •••• ••••

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Background

About Daniel Ball

Daniel Ball joined SPC Financial® in 2015 and is its General Counsel and Chief Compliance Officer. At SPC, a SEC Independent Registered Investment Adviser, we believe that the best way to provide exceptional financial service is by getting to know our clients on a human level. We are proud to have a specialized, multi-disciplinary, tax integrated team* ready to provide simple solutions to complex financial problems. We are honored to be among one of the oldest nationally-recognized, human-centric, white-glove investment management and financial planning firms in the country. While our financial planning and tax services extend nationwide, our financial roots are deeply ingrained throughout the Metropolitan Washington, D.C. landscape. Securities offered through Raymond James Financial Services, Inc.(RJFS), Member FINRA/SIPC. Investment advisory services offered through SPC. SPC and Sella & Martinic, LLC (S&M) are not registered broker-dealers and both are independent of RJFS.*RJFS & SPC do not provide tax or legal advice. Tax services and analysis are provided by the related firm, S&M, through a separate engagement letter with clients. For important disclosure information, please see the “Social Media Disclosure” link in the “Contact Info” section.

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