Daniel Harker
Manager at Deloitte
Based in London, United Kingdom
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Seniority
Manager
Department
General Business & Management
Location
London
Industry
Business Consulting and Services
Company size
510K
Contact information
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d•••••••@deloitte.com
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Background
About Daniel Harker
Experienced Manager within Deloitte’s Financial Services Strategy, Risk & Transactions Advisory Practice leading the Market Conduct proposition within the Wholesale Conduct Team with over 7 years' experience of primary and secondary capital market regulatory analysis. With a breadth of knowledge of the UK and EU financial regulation including the UK Listing Rules, Market Abuse Regulation, MiFID II and EMIR. Experience in delivering regulatory change and remediation programmes at global investment banks including in market surveillance, market abuse risk assessments, and risk and control framework reviews in 1LOD and 2LOD. Previous roles required the production of detailed supervisory reviews at global investment banks and corporate finance firms on regulatory policies and procedures, in the area of market abuse, listing rules and obligations, systems and controls, and risk management frameworks resulting in detailed feedback letters and remediation plans.
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