Daniel Pulliam

Background

About Daniel Pulliam

With nearly a decade of experience in the financial industry, I’ve honed my expertise as a leader, innovator, and problem-solver. As a licensed manager with FINRA certifications including Series 24, 9, 10, and 7, I excel in navigating complex regulatory standards and providing impactful solutions for business-critical challenges. My journey at Wells Fargo since 2015 reflects continuous growth and achievement, culminating in my current role as a Registered Manager. Achievements- Spearheaded cutting-edge AI and data science projects like Ressy Bot, ACE, and Cobra to analyze, summarize, and quality check client complaints and their resolutions- Led innovative initiatives such as the Balerion Manufacturing Co, restructuring teams to mirror an engineering firm’s dynamic for improved collaboration and productivity. Leadership & Talent Development: Throughout my career, I’ve managed and developed teams ranging from 13 to 27 members, blending coaching, supervision, and mentorship to foster growth. I’ve successfully implemented training programs, onboarding processes, and leadership development initiatives that have elevated both employee performance and client satisfaction. Technical Proficiency: My technical acumen spans Python, SQL, Tableau, Power BI, machine learning, and Azure. I’ve created predictive models, databases, and comprehensive reporting tools to address critical business needs. Additionally, I’ve streamlined complaint handling processes, ensuring compliance and improving operational efficiency. Education & Professional Recognition: I hold an A.S. in Business Management from Herzing University and proudly serve as Vice President at Wells Fargo. My leadership roles include President of Phi Beta Lambda Business Fraternity, Chairman of the Wells Fargo Diversity Committee, and AI Engineer for Wells Fargo Quality Assurance. I’m also a National Champion in Project Management, a National Honor Society member (Alpha Beta Kappa), and a Gold Medalist in Wells Fargo’s Dragonboat Crew. Industry Expertise: From trading and brokerage services to capital markets and fraud prevention, I bring a deep understanding of financial products and client needs. My projects have driven positive outcomes in client sentiment, regulatory compliance, and data-driven decision-making. I’m passionate about leveraging innovative solutions to deliver measurable results, empower teams, and build trust within the financial services sector. Let’s connect and explore how we can drive success together!